Securities Surveillance Officer in Pretoria, Gauteng

Join Nellyv as a Securities Surveillance Officer based in Pretoria, Gauteng, South Africa. This full-time role offers a monthly salary of ZAR 20,000 and requires strong surveillance skills to monitor securities transactions and ensure regulatory compliance.

Key Responsibilities

• Conduct thorough surveillance and monitoring of securities transactions to ensure adherence to industry regulations.
• Analyze transaction patterns to detect anomalies or potential risks requiring further investigation.
• Prepare detailed reports on surveillance findings and escalate issues to management when necessary.
• Collaborate with team members to develop and implement effective surveillance strategies.
• Maintain open communication with other departments to address ongoing security concerns.
• Participate in training sessions and team meetings to stay updated on industry best practices and compliance regulations.
• Keep accurate records of all surveillance activities for auditing and compliance purposes.

Required and Preferred Qualifications

• High School Diploma is mandatory.
• Proven surveillance skills are essential.
• Experience in securities or financial services is preferred.
• Knowledge of compliance regulations within the securities industry is advantageous.
• Strong attention to detail and analytical abilities.
• Ability to work effectively in a collaborative, team-oriented environment.

This position requires collaboration across compliance, trading, and auditing teams to ensure effective communication and resolution of potential security issues. Regular reporting to management on surveillance activities and findings is expected.