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Stephanie
Welcome to CazVid!
Contacto
Competencias
Demonstrated experience with Series 7.
Demonstrated experience with Series 63.
Demonstrated experience with Oasys.
Demonstrated experience with XSPrisa.
Demonstrated experience with E-Views.
Educacion
Idiomas
Experiencia
Investment Operations Client Service Consultant
Troubleshoot cash/trade discrepancies that arise between front and back office operations, Improve client experience by report consolidation and utilizing tools such as PowerBI
Client Relationship Manager/ Implementation Manager
Providing high touch service to RIAs from Advyzon software training to fielding requests, Directing onboarding process based on each client workflow and technical requirements
Asset Servicing Analyst, TD Prime Services
Interpret and manage full lifecycle processing of corporate actions, Cultivate relationships with new prime brokerage Margin, Settlements, Securities Lending, and Sales teams enabling seamless communication circling corporate actions
Settlements Officer, Institutional Equities
Allocate CAD and USD trades via Fidessa, ensure timely settlement and open new accts, Collaborate with various teams within TD to complete internal initiatives – establishing framework for MBS account setup, creating trade file reconciliation, commission recapture
Brokerage and Trading Service Representative, Licensed Broker
Investigated stock, option, forex, and bond trade discrepancies with the Trade Department or Clearing House and provided online support to retail clients