Demonstrated experience with Series 7.
Demonstrated experience with Series 63.
Demonstrated experience with Oasys.
Demonstrated experience with XSPrisa.
Northern Trust
Troubleshoot cash/trade discrepancies that arise between front and back office operations, Improve client experience by report consolidation and utilizing tools such as PowerBI
Advyzon
Providing high touch service to RIAs from Advyzon software training to fielding requests, Directing onboarding process based on each client workflow and technical requirements
TD Securities
Interpret and manage full lifecycle processing of corporate actions, Cultivate relationships with new prime brokerage Margin, Settlements, Securities Lending, and Sales teams enabling seamless communication circling corporate actions
TD Securities
Allocate CAD and USD trades via Fidessa, ensure timely settlement and open new accts, Collaborate with various teams within TD to complete internal initiatives – establishing framework for MBS account setup, creating trade file reconciliation, commission recapture
Masters of Science
Bachelor of Business Administration
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Demonstrated experience with E-Views.
TradeKing, Inc
Investigated stock, option, forex, and bond trade discrepancies with the Trade Department or Clearing House and provided online support to retail clients
