Legal & Compliance Officer

About the role

This individual will work directly with executive leadership, managing SEC/RIA regulatory oversight, fund co-investments, and private trust structures for high-net-worth families.

Tasks

• Oversee ongoing SEC compliance, Form ADV filings, Rule 204A-1 Code of Ethics, and regulatory governance for a registered investment adviser (RIA).
• Partner with investment teams to structure private equity/VC co-investments, SPVs, and LP agreements.
• Collaborate on private trust company (PTC) administration, fiduciary governance, and wealth structuring.
• Serve as a core legal and compliance advisor across all business lines.

Requirements

• 3–6 years of law firm experience (or a mix of top law firm + buy-side experience).
• Strong background in the Investment Advisers Act of 1940, SEC regulatory rules, and fund formation/wealth management structures.
• Class years 2019–2023 preferred (3rd-year to senior associates).
• J.D. from an accredited U.S. law school.

Schedule

• Hybrid / On-site

Pay

• Base salary ($200k–$250k+ depending on seniority)
• significant annual cash bonus
• long-term incentives

How to apply

• Send your resume by email.

Location

• San Francisco, CA